NEW Compliance Specialist Skills - Updated for 2020

Our 2020 public workshop programme is designed to ensure that compliance professionals establish and maintain a robust governance framework, with SOPs that can be understood and implemented, whilst driving a meaningful and positive engagement culture that allows business to thrive.

Comprises of 3 one day modules, and 4 one-to-one telephone coaching sessions to enable you to tailor your learning specifically to your work environment.  

Suitable for

Compliance Managers, people aspiring to move into a compliance role, or those with compliance related responsibilities. 

 

Other Development Ideas

Having completed the course, delegates may wish to then undertake our scenario based Viva Assessment (non-mandatory) to obtain feedback on areas for ongoing development.

Additional coaching support is available for those who are looking for extra support or the option to ask project based queries.

How to book

Simply add one date for module 1, module 2 & module 3 to your basket and checkout.  You will be asked if you wish to pay by credit card, or whether you wish to pay by purchase order.

Once your dates are booked, we will be in touch to organise your telephone coaching.

  • Role of a compliance specialist

  • Scope of the Code

  • Governance v ethics v compliance

  • Governance frameworks

  • Governance reports

  • SOPs needed to comply with the Code 

  • Practical SOP/process considerations - using materials recall as an example

Module 1:  Frameworks, Reports and SOP Structure

  • The Bribery Act and the Code's stance on inducements

  • Disclosure of transfers of value - principles and process

  • Other aspects of financial (and non financial) disclosure

  • Financial grants

  • Working with service providers and fee for service calculations

  • Money laundering

  • Identifying fraud

  • Appropriate template contracts

Module 2:  Financial Control

  • Types of audit (using representative expenses as a practical example)

  • Developing an audit framework

  • Planning and implementing an audit

  • Running an SOP development process

    • Planning

    • Implementing

    • Managing stakeholders

Module 3:  Audits & Monitoring/Practical SOP Development

Dates Available

22 Jan 2020

29 Apr 2020

15 Jul 2020

15 Oct 2020

14 Feb 2020

18 May 2020

5 Aug 2020

17 Nov 2020

12 Mar 2020

2 June 2020

11 Sept 2020

8 Dec 2020

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